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May is here—and for many aspiring financial advisors, it’s the now-or-never season to lock in that RE5 pass before the middle of the year. Whether you’re registered for your first attempt, planning a rewrite, or still deciding, this is your reminder that success in the Regulatory Exam is 100% doable—with the right approach.
Why May Matters
By May, most people are either:
Realizing the year is flying by (yes, it is), or
Finally ready to take that next professional step.
Either way, May is a golden opportunity to reset, commit, and build serious momentum toward passing the RE5.
What Is the RE5, Again?
The RE5 (Regulatory Exam 5) is required for all Representatives working under the FAIS Act. It tests your understanding of the FAIS regulatory environment, your roles and responsibilities, and key compliance requirements.
5 Smart Moves to Make This May
Register ASAP
Exam spots fill quickly, especially for popular dates. Don’t wait until June when everyone else is scrambling.
Use a Study Plan
You don’t need to study for hours every day—just consistently. Break it down: allocate specific days for each module, and review often.
Focus on Key Topics
Legislation? Complaints? Fit and proper requirements? Prioritize these. Most RE5 questions center around practical application, not just definitions.
Practice Like It’s Game Day
Do mock exams under timed conditions. The more you simulate the real deal, the more confident you’ll feel.
Find a Study Buddy or Group
You’re not alone. A support system makes it easier to stay accountable and less stressed.
May Mindset: Don’t Wait for “Perfect”
You don’t need to feel 100% ready to book your RE5. Growth happens because of the challenge, not before it.
If you failed the RE5 before, May is your comeback month. Learn from your mistakes, adapt your prep, and show up stronger.
Final Word
RE5 is not about being the smartest person in the room—it’s about being prepared, consistent, and focused. If you start today, you can be certified and confident by mid-year. That opens up the rest of the year for real growth in your career.
You’ve got this.